Bart Mallon

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About Bart Mallon — Co-Managing Partner at Cole-Frieman & Mallon LLP in San Francisco, California

Bart Mallon Esq. is a co-founding partner of Cole-Frieman & Mallon LLP, a boutique law firm based in San Francisco that serves the hedge fund community. Mr. Mallon provides comprehensive legal support to investment managers across the country. He has extensive experience in establishing domestic and offshore hedge funds, private equity funds, and various other pooled investment vehicles. Mr. Mallon advises clients on critical registration matters, operational concerns, and provides ongoing guidance related to SEC, FINRA, CFTC, and NFA regulations. An attorney in San Francisco, California, he is admitted to practice in California and resides in San Francisco.

Mr. Mallon holds a Juris Doctorate from Emory University School of Law and a Bachelor of Arts degree from the University of Washington. His background also includes holding FINRA Series 3, Series 7, Series 24, Series 34, Series 63, and Series 65 exam licenses, underscoring his deep understanding of the regulatory landscape affecting investment managers.

Law Firm

Flying Cloud Securities LLC San Francisco, California Employment Law

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Location & Contact

San Francisco, California

Frequently Asked Questions

Where is Bart Mallon located?

Bart Mallon is located in San Francisco, California.

What areas of law does Bart Mallon practice?

Bart Mallon practices in the area of Employment Law.

He also focuses on providing comprehensive legal support to investment managers, including services related to hedge fund formation, private equity formation, and regulatory compliance for investment advisers.

Is Bart Mallon part of a law firm?

Yes, Bart Mallon is a Co-Managing Partner at Cole-Frieman & Mallon LLP, a boutique law firm located in San Francisco.

How can I schedule a consultation with Bart Mallon?

To schedule a consultation with Bart Mallon, please refer to the contact options available on this page.

More about Bart Mallon

Practice Areas

Bart Mallon focuses on providing robust legal services across several key areas for investment managers.
Hedge Fund Formation
For those looking to establish new investment vehicles in San Francisco, California, Bart Mallon assists with all aspects of hedge fund formation. This practice area involves navigating the complex legal requirements for setting up a hedge fund, whether it's a domestic or offshore structure. It includes drafting essential organizational documents, ensuring compliance with federal and state securities laws, and advising on the initial operational framework. Clients seeking to launch a new fund benefit from guidance on regulatory filings and structuring to meet their investment objectives while adhering to the stringent rules governing pooled investment vehicles in California and nationwide. An experienced Employment Law attorney San Francisco can help establish a compliant and effective fund structure from the outset.
Private Equity Formation
Establishing a private equity fund in San Francisco requires careful legal planning and execution. Bart Mallon provides comprehensive support for private equity formation, guiding clients through the intricacies of structuring these investment vehicles. This involves advising on partnership agreements, subscription documents, and ensuring regulatory compliance with applicable securities laws. Whether you are forming a real estate fund, venture capital fund, or other private equity structures, understanding the legal landscape is crucial. Properly formed funds minimize risks and establish a solid foundation for future investments, making skilled counsel essential for private equity sponsors in San Francisco, California.
Investment Adviser (IA) Registration (SEC, state)
Investment advisers operating in San Francisco, California, must comply with various registration requirements at both the federal (SEC) and state levels. Bart Mallon assists clients with the intricate process of Investment Adviser (IA) Registration. This includes preparing and filing necessary forms, such as Form ADV, and ensuring that all disclosure obligations are met. Navigating these regulations is vital for investment managers to operate legally and maintain credibility. Ongoing advice relating to SEC and state regulations helps advisers stay compliant, manage their obligations, and avoid potential enforcement issues. Working with an Employment Law lawyer San Francisco California can simplify these complex regulatory hurdles.
Serving San Francisco and the Surrounding Areas

Bart Mallon and Cole-Frieman & Mallon LLP are proudly based in San Francisco, California, and serve a diverse client base of investment managers throughout the city, the greater Bay Area, and across the nation. Understanding the unique dynamics of the local market while providing guidance on national regulations ensures that clients receive comprehensive and relevant legal support. Whether you are a new fund manager in Silicon Valley or an established firm in downtown San Francisco, our firm is equipped to address your legal needs.
Consultation

If you are an investment manager seeking legal guidance on hedge fund formation, private equity structures, regulatory compliance, or other related matters, we invite you to connect with Bart Mallon. To discuss your specific needs and learn how our firm can assist you, please utilize the contact options available on this page. We look forward to hearing from you and providing the dedicated legal support required for your investment management endeavors.

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